What do employers report to the Clearinghouse?
DOT testing violations may occur so infrequently that some motor carriers may be left wondering what they must report to the Clearinghouse. The following exercise details some common occurrences to test your knowledge on what to report. The answers are provided at the end of the article.
Joe’s DUI
Joe was operating his personal vehicle and was involved in a crash. Enforcement performed a sobriety test, and his BAC was .09. Joe was cited for Driving Under the Influence (DUI) and lost his commercial driver’s license (CDL).
Question: Should Joe’s employer report the incident to the Clearinghouse as a failed alcohol test?
Eleanor’s alcohol test
Eleanor was sent for a random alcohol test and her result was .03 BAC. She was removed from performing safety-sensitive functions for 24 hours following the incident.
Question: Is this result reported to the Clearinghouse by Eleanor’s employer?
Bob’s follow-up test
Bob had a DOT drug testing violation in his history when hired by a new carrier. He completed the substance abuse evaluation, treatment, and a return-to-duty drug test under the former employer. These steps were reported to the Clearinghouse. Bob still has six follow-up drug tests to complete over the next 12 months. The new employer sent Bob for his first follow-up drug test within a month of hire. It came back negative.
Question: Should the carrier report wait until all six tests are completed before reporting the status of the follow-up program to the Clearinghouse?
Answer key
- No. In Joe’s situation, the event occurred in a personal vehicle, which does not qualify as actual knowledge as defined in 382.107. As a result, the carrier should not report it to the Clearinghouse. Only DUIs occurring in commercial motor vehicles requiring a CDL qualify.
- No. Although Eleanor had enough alcohol in her system to be detected, it is not considered an alcohol-testing violation unless the BAC is at least .04. A reading of .02-.039 falls under “Other alcohol-related conduct” in 382.505. It is not included in the list of prohibitions, so it should not be reported to the Clearinghouse. The test result does not require evaluation, treatment, or follow-up testing. The employer was correct in removing Eleanor from duty for the 24 hours. Any other action taken (discipline, termination) would be based on company policy.
- Yes. Bob’s employer must wait until all six follow-up tests are completed before entering information on his Clearinghouse record. The motor carrier does not report each individual follow-up test. However, the return-to-duty test is reported by employers (not the medical review officer).
For a complete list of what employers report to the Clearinghouse, refer to 382.705(b).