Name change tops list of employer questions about Form I-9
Does the Form I-9 need to be updated when an employee’s name changes?
That was the most frequently asked listener question during a recent J. J. Keller & Associates webcast about the Form I-9.
Name change not (technically) required on Form I-9
When an employee has a legal name change because of marriage, divorce, or another reason, the U.S. Citizenship and Immigration Services (USCIS) does not require employers to update the Form I-9.
However, the agency does recommend that the employer note the name change in Section 3 of the form. The agency suggests that employers maintain correct information on the form.
Employers need to be sure of an employee’s identity
Employers shouldn’t simply take an employee’s word for it when it comes to a name change. The agency recommends that employers ask for proof.
Once again, the agency doesn’t require this, but it is certainly a good idea. The agency recommends that employers take steps to be reasonably assured of an employee’s identity, and this may involve asking the employee to provide documentation of the legal name change.
Keeping documentation of name change a best practice
Information about a name change is kept with the employee’s I-9.
That way if an employer’s I-9 forms are audited by a government agency, and the employee’s form is inspected, having this documentation shows the actions that were taken to verify identity.
Accepting documents with different names
An employer may also encounter name issues when an employee presents the documents needed to initially complete the Form I-9.
If an employee presents two documents with different last names, and one name matches the name the employee entered in Section 1, the employer may accept the documents.
The USCIS suggests that an employer attach a brief memo to the form that explains the reason for the different names. Any supporting documentation provided by the employee should also be attached.
The employee is not required to provide the documents explaining the name change. However, the employer is allowed to ask for other acceptable documents if there is something suspicious about the document with a different name that makes the employer question whether it is genuine.
Key to remember: An employer is not required to update an employee’s Form I-9 when the employee’s name change, but it is recommended.