Audit your Forms I-9 to lower noncompliance risk
If you’re not sure that your workplace’s Form I-9s are in order, now is the time to check.
Under penalty increases that took effect earlier this year, the fine for paperwork violations can range from $288 to $2,861 per form. In addition, immigration enforcement is increasing, and U.S. Immigration and Customs Enforcement (ICE) may ask for the forms during a worksite investigation.
Retaining the Form I-9
The Form I-9 is used verify an employee’s identity and eligibility to work in the United States. It is completed when an employee is hired, and employers must have a Form I-9 on file for all employees.
In addition, after an employee leaves the company, employers must keep the form for three years after the date of hire, or one year after the date employment ends, whichever is later.
An employer receiving a Notice of Inspection from ICE has at least three business days to produce the requested forms.
Preparing for an internal audit
Ensuring that things are in order can help a company be prepared for a Form I-9 inspection. To make an internal audit more productive, make sure:
- A Form I-9 is on file for all current employees.
- The form is properly retained for former employees.
- The forms are stored securely.
- The forms are stored in a way that makes it easy to retrieve them within three days.
- The forms are kept separate from employees’ personnel files.
Errors to watch for on the Form I-9
Section 1 of the Form I-9 is completed by the employee and Section 2 is completed by the employer. Both sections are on a single page, but it’s easy for errors to crop up.
When looking over Section 1, make sure that:
- The employee has entered their name, address, and date of birth.
- Any previous names (including a maiden name) are listed in the Other Last Names Used box.
- A taxpayer identification number has not been entered as a Social Security number.
- The employee has checked one box to attest to citizenship or immigration status.
- The employee has signed and dated the form.
When reviewing section 2, make sure that:
- List A documentation or List B and C documentation has been entered.
- The document title, issuing authority, number, or expiration date for documentation presented have been entered.
- The date of the employee’s first date of employment for wages has been entered in mm/dd/yyyy format. It should match the date in the payroll records.
- The person who examined the employee’s documents has entered their name and title and has signed and dated the form.
- The business’s name and address have been filled in.
If you find an error
An employer should not try to hide an error by trying to black out the incorrect information or cover it with correction fluid. Instead, the ICE advises employers to:
- Draw a line through the incorrect information.
- Enter the correct information.
- Initial and date the correction.
Errors that have been made in Section 1 should be corrected by the employee. The employer can correct errors found in Section 2.
If there are multiple errors on the form, the section may be redone on a new Form I-9. The new form is attached to the old one. A note explaining the reason for the changes should be included in the file with the form I-9.
Key to remember: Employers need to be diligent about completing and maintaining the Form I-9, as well as ensuring they are only hiring individuals eligible to work in the United States, as fines for noncompliance have increased.