Form I-9 fines — lower your risk with these 5 tips
Penalty increases relating to the Form I-9 took effect January 13, 2023, meaning that a Form I-9 paperwork error could cost employers thousands of dollars in fines.
As this form must be completed for every new hire, employers can’t ignore the Form I-9. . To help reduce the risk of costly errors, train employees to avoid making common mistakes.
5 tips for filling out the Form I-9
These areas should be double-checked:
- Employee signature in Section 1. The new employee needs to sign Section 1 in the signature box that is above the Preparer and Translator field. Make sure the employee signs the form on the correct line. This section needs to be signed even when a preparer or translator assisted the employee in completing the form.
- Today’s date in Section 1. Next to the signature, the employee enters the date that Section 1 was completed. Make sure the employee enters the correct date, and that the employee’s birthdate is not inadvertently entered in this box.
- Preparer or translator boxes. If a preparer or translator is used, the appropriate box is checked and information in this section is filled in. If no preparer or translator is used, there is still a box to be checked. The employee checks the “I did not use a preparer or translator box” and does not fill in any additional information in this section.
- Employee’s name in Section 2. The employer or employer’s representative fills out Section 2 of the form and must enter the employee’s name at the top of Section 2. The name must be entered as it was written by the employee in Section 1.
- Document documentation. This information is at the heart of the Form I-9. It shows that the employee provided documents to prove identity and the authorization to work in the United States. The form lists acceptable documents for each purpose:
- List A documents (such as U.S. passport) prove both employment authorization and identity
- List B documents (such as a driver’s license) prove identity
- List C documents (such as a Social Security card) show employment authorization
- One document from List A
- One document from each of List B and List C.
Make sure the documents used are on the Form I-9’s List of Acceptable documents. In addition, verify that document information has been entered correctly. For example, if an employee did not present a List A document, make sure that information for both a List B and a List C document has been entered.
What should an employer do if an error is found on a Form I-9?
If errors are found on the form, the correct information must be entered.
The employee corrects errors in Section 1 by entering missing information, initialing, and dating the correction. If incorrect information has been entered, a line is drawn through the incorrect information, the correct information is entered, and the correction is initialed and dated.
The employer corrects errors found in Section 2, following the same procedure. (Entering, initialing, and dating missing information, or crossing out incorrect information, entering the correction, initialing, and dating it.)
What are the penalties for Form I-9 paperwork errors?
Under the fine adjustments published in Federal Register on January 13 by the Department of Homeland Security, the cost of paperwork violations is:
- Minimum fine: $272
- Maximum fine: $2,701
The fines are adjusted each year for inflation, underscoring the importance of paying careful attention to how the Form I-9 is completed.
What factors are considered when Form I-9 penalties are assessed?
The U.S. Immigration and Customs Service (ICE) assesses violations relating to the Form I-9. When determining the amount of the penalty, it considers:
- The size of the employer’s business
- The good faith of the employer
- The seriousness of the violation
- Whether or not the individual was an unauthorized alien
- A history of previous violations
Key to remember: To avoid costly errors, employers should train employees who have Form I-9 responsibilities to ensure that the form is completed correctly.