From warning to OOS: Your ticket to Roadcheck results
With the Roadcheck inspection event approaching, now’s the time to check your knowledge about the various types of “tickets” commercial truck and bus drivers may receive out on the road.
Some carry more consequences than others, including how they impact your company’s Compliance, Safety, Accountability (CSA) scores and drivers’ records.
The following should help clarify the difference between warnings, convictions, citations, and other enforcement actions and their effects under CSA.
Violation: A violation is an infringement of a law or rule. If an officer catches it, then it could lead to one of the following items.
Warning: A warning is notice that you are in violation of a law or regulation. A warning can be verbal or written. If the violation is documented on a roadside inspection report (i.e., a Driver/Vehicle Examination Report), it will affect your company’s CSA results and may appear on the driver’s record, even if it was “just a warning.” A verbal warning will generally not be recorded.
Citation: A citation (often called a “ticket” or “summons”) is a formal notice of an alleged violation, typically carrying a fine and/or a requirement to respond to (or appear in) court. A driver who receives a citation generally has the option to settle the matter out of court by paying a fine (which may result in a conviction). A citation may be issued with or without a roadside inspection report. Either way, it will appear on the driver’s record, but only those violations appearing on roadside inspection reports will affect your CSA scores. If a local officer who is not qualified to inspect commercial vehicles issues a citation, it should not appear on a roadside inspection report and will therefore not affect your CSA scores.
Conviction: A conviction is a court outcome (or equivalent) finding someone responsible for a violation. Paying a fine, pleading “no contest,” or forfeiting bail are often treated as convictions under state law. Convictions can appear on driving records and can trigger state “license points” and other consequences, including disqualification and loss of driving privileges. Convictions themselves do not affect CSA scores, but the citations that lead to them do.
If a citation associated with roadside inspection violations is dismissed (with no fine) or reduced to a lesser charge, or the driver is found not guilty, the driver or company can use the online DataQs system to request that their safety record — in both CSA and the Pre-employment Screening Program — reflect the results.
Violations noted: These are violations documented on a roadside inspection report that do affect CSA scores but do not rise to the level of a written warning or citation and do not appear on the driver’s record (unless a citation was also issued). The violations must be corrected and the form returned to the state or it could lead to a violation of 49 CFR 396.9, Inspection of motor vehicles and intermodal equipment in operation.
“Fix-it ticket”: This is a common term for a state-issued document requiring a driver/carrier to repair a defect and provide proof of correction by a certain deadline. How it is issued varies by jurisdiction, but it does not affect CSA scores unless documented on a roadside inspection report. If the defect is not corrected, it could lead to a citation and appear on the driver’s record.
OOS order: An out-of-service order places the driver or vehicle out of service until a violation is corrected. This may or may not be accompanied by a citation. The criteria used by enforcement officials to determine if a driver or vehicle should be placed out of service are published by the Commercial Vehicle Safety Alliance. Out-of-service violations carry more “weight” than other roadside violations in the CSA scoring system.
Points: The “points” system is a state-administered program that is not tied to CSA. A state licensing agency may assign “points” to your driver’s license if you are convicted for moving violations, and if you collect enough points within a prescribed amount of time your driving privileges may be suspended or revoked. However, getting points on your license has no effect on your CSA scores. The “severities” assigned to violations in the CSA scoring system are sometimes referred to as “points,” but they are not the same as license points.
What to do after an inspection or ticket
After an inspection, keep a copy of the roadside inspection report and any citation. Make sure repairs are completed promptly and that any required certification/proof of correction is submitted within 15 days per the instructions on the report.
If you believe inspection data is incorrect (wrong vehicle/carrier, violation doesn’t apply, etc.), be sure to submit a “Request for Data Review” using the DataQs system.
Key to remember: Roadcheck and other enforcement activities can result in a variety of tickets, citations, and other consequences, with varying impact on CSA scores. Be sure you know the differences between them.


























































