DOT makes remote SAP evaluations permanent
The U.S. DOT will continue to allow remote evaluations of drivers who have violated drug or alcohol testing rules and plans to turn the temporary policy into a permanent rule change.
Though regulations say face-to-face meetings between drivers and substance abuse professionals (SAPs) are required, the DOT has allowed them to be done remotely since April 2020, due to the COVID-19 pandemic.
Part 40 to be amended
Though that temporary policy was due to expire at the end of 2022, the DOT has, in effect, made it permanent. The agency says the policy will remain in effect until it amends its Part 40 regulations to allow for remote evaluations.
Under the policy, the SAP still must observe the driver in real-time, so high-speed video is the preferred method for remote evaluations.
Doing remote assessments and evaluations is voluntary, the DOT says, and SAPs may continue to conduct in-person assessments and evaluations as appropriate.
DOT recommendations
The DOT does not prescribe exactly how remote evaluations should be conducted, but the agency says SAPs should consider the following:
- The technology used should permit a real-time, two-way audio and visual communication and interaction between the SAP and the employee.
- The SAP should determine if the quality of the technology (e.g., speed of the internet connection, clarity of the display, application being used, etc.) is sufficient for gathering all the visual (e.g., non-verbal physical cues) and audible information the SAP would normally observe in an in-person, face-to-face interaction.
- The SAP may use such technology only if their state-issued license authorizes them to do so, and they must operate within the parameters of that authority.
- The format used for the evaluation should be documented in the SAP’s final report.
The changes to Part 40 were proposed on February 28, 2022, and are expected to be finalized in 2023.
Key to remember: The DOT is continuing to allow substance abuse professionals (SAPs) to conduct remote driver assessments via video, and plans to make the change permanent.


















































