A pre-employment query shows a violation. Now what?
The results of a pre-employment query of the Drug and Alcohol Clearinghouse (DACH) might leave you with more questions than answers.
Suppose a query shows the driver has a previously entered DOT testing violation. You can’t ignore the results. This can potentially lead to using an unqualified driver and creating a compliance and risk management nightmare. What are your next steps?
Check the driver’s status
Your first step is to check the driver’s status on the full query report.
The record shows the driver’s status based on what has been reported to the DACH by the substance abuse professional (SAP) and motor carrier (or consortium/third-party administration on the carrier’s behalf). The driver will be classified as one of two statuses:
- Prohibited. The driver has a violation but shows no record of a completed SAP program and negative return-to-duty (RTD) test. Both pieces must be entered to change this status.
- Not prohibited. This status applies to drivers who:
- Never had a violation in the system, or
- Had a violation entered but have record of a completed return-to-duty process.
If the driver is in a prohibited status, you’re unable to use the driver in a safety-sensitive function. In fact, this status prevents a driver from operating any commercial motor vehicle (CMV), including a non-CDL CMV used in interstate commerce.
Carefully review the report
The query report will also indicate whether the RTD and follow-up programs have been completed. If there is no entry for a step, you must address it.
The query results offer details on violations, including:
- Violation information:
- Type of violation, such as failed alcohol test, positive drug test, refusal to test, or actual knowledge;
- Test date; and
- Reason for the test (e.g., post-accident, reasonable suspicion); and
- Completed steps:
- Date of a substance abuse professional’s (SAP’s) initial assessment;
- Date an SAP’s determination the driver is eligible for return-to-duty testing; and
- Date the follow-up testing plan was completed.
Using the report, you now know where the process needs to pick up. But in many cases, you need to seek information from parties outside of the DACH to get the full picture.
Verify and continue the process
Consider the following scenarios when using the information on the DACH report.
If the query doesn’t show an SAP program was started or completed, the driver must pursue the evaluation and treatment. Once the SAP enters the completed in the DACH, you need a copy of the SAP report/follow-up testing plan. Since you’re not the employer under which the violation occurred, you may need the driver to sign a specific written consent which permits the SAP to provide you with a copy of the report. Once received, you can send the driver for RTD test. If the test is negative, you must enter this in the DACH using your motor carrier’s account. The prohibited status is now removed. Using the SAP report, you must begin the follow-up testing plan. The completed follow-up testing plan is reported to the DACH by the employer who finishes the program.
If the query shows a completed SAP program and eligibility for a RTD test, you must request a copy of the SAP report to know if the driver is subject to drug and/or alcohol RTD testing. This requires that the driver sign a specific written consent form. The SAP or former employer needs to see this prior to releasing the record. Once a negative RTD test(s) is entered, you must begin the follow-up testing plan.
If the query shows a complete RTD program, but an incomplete follow-up program, you must contact former employers to learn of completed follow-up tests. The driver must sign a specific written consent form for the release of the information. Once received, along with a copy of the SAP report, you should know how many follow-up tests you must pursue with the driver.
What if you can’t verify what’s been completed?
There may be instances when the information you need is not available. For example, if a violation and any subsequent steps are older than five years, a former employer and SAP may not have the records since records can be purged.
If a former DOT employer fails or is unable to provide information (e.g., out of business), document your attempts. Contact the SAP for a copy of the follow-up testing plan and start the plan from scratch since you have no proof of any completed tests.
If you’re unable to get a copy of the SAP report, DOT doesn’t provide instructions on how to proceed. But one thing is evident in the regulations. The DOT doesn’t permit a new SAP for a re-evaluation. In fact, the DACH has no place for a new SAP to even enter a completed evaluation since one has already been entered by someone else for the violation.
To demonstrate due diligence, it’s recommended that you document your attempts to obtain a copy of the SAP report. Then, as a good faith effort, begin a follow-up testing program using the minimum number of tests (6 tests in the first 12 months after returning to duty). This is a far better compliance strategy than ignoring the problem.
Key to remember: A DACH query is the first step in learning whether a driver has a previous DOT drug or alcohol testing violation. If the driver’s record shows outstanding steps, motor carriers need to verify what’s been completed and resume the process, when necessary.














































