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NESHAP area source reporting requirements
National Emission Standards for Hazardous Air Pollutants (NESHAP) standards for non-major, or area sources, often contain semiannual and/or annual reporting obligations. This cross reference table lays out the reporting obligations that apply from the NESHAP general provisions as well as those that apply from each subpart.
Federal regulatory citations
40 CFR 63 — National emission standards for hazardous air pollutants for source categories
| 40 CFR 63 subpart | Title of subpart | Citation | General notification requirement provisions that apply to this subpart | General record-keeping and reporting require-ments that apply to this subpart | Additional annual and/or semiannual reporting that apply to this subpart |
|---|---|---|---|---|---|
| EEEEEEE | National Emission Standards for Hazardous Air Pollutants: Gold Mine Ore Processing and Production Area Source Category | 63.11640 - 63.11653 | 63.9(a), (b)(1), (b)(2)(i)-(v), (b)(4), (b)(5), (c), (d), (e), (g), (h)(1)-(h)(3), (h)(5), (h)(6), (i), and (j) | 63.10(a), (b)(1), (b)(2)(vi)-(xiv), (b)(3), (c), (d)(1)-(4), (e), and (f) | If a deviation occurs during a semiannual reporting period, you must submit adeviation report to your permitting authority. Compliance periods run January 1 to June 30 and July 1 to December 31 each year. Deviation reports must be postmarked or delivered no later than July 31 and January 31, for each semiannual reporting period. |
| DDDDDDD | National Emission Standards for Hazardous Air Pollutants for Area Sources: Prepared Feeds Manufacturing | 63.11619 - 63.11628-63.11638 | 63.9(a), (b), (c), (d), (h), (i), and (j) | 63.10(b)(2)(iv)-(v), (b)(3), and (d)(2)-(5) | By March 1 of each year, prepare an annual compliance certification report for the previous calendar year. The report must only be submitted to the regulatory authority if a deviation (as described in paragraph (b)(3) or (b)(4) of this section) during the reporting period. If no deviations need to be reported, the report must be kept on file. |
| CCCCCCC | National Emission Standards for Hazardous Air Pollutants for Area Sources: Paints and Allied Products Manufacturing | 63.11599 - 63.11608-63.11618 | 63.9(a)-(d), (i), and (j) | 63.10(a), (b)(1), and (d)(1) | You must prepare an annual compliance certification report, covering the annual reporting period from January 1 through December 31, per (b)(1) through (b)(3) of this section. Each annual compliance certification report must be prepared no later than January 31 and kept in a readily-accessible location for inspector review. If a deviation occurs during the reporting period, the annual compliance certification report must be submitted along with the deviation report, no later than February 15. This report does not need to be submitted unless a deviation from the requirements of this subpart has occurred. |
| BBBBBBB | National Emission Standards for Hazardous Air Pollutants for Area Sources: Chemical Preparations Industry | 63.11579 - 63.11588 | 63.9 - Except Initial Notification shall be submitted in accordance with the schedule in 63.11585. | 63.10(a), (b)(1), (b)(2)(viii)-(xi), (c), (e)(1), (e)(2)(i), and (f) | The subpart does require semiannual and annual reports, depending on the occurrence or absence of deviations. One of the following two reports will be required: If there were no deviations during the annual reporting period (January 1 through December 31) a source must submit an annual report. Compliance reports for a period in which no deviations occur must be postmarked or delivered no later than January 31 of the next calendar year. If you have a deviation from the requirements of this subsection, then you must submit a semiannual report for that reporting period. Semiannual reporting periods are January 1 through June 30 and July 1 through December 31. A compliance report for a period in which deviations occur must be postmarked or delivered no later than July 31 or January 31, following the end of the semiannual reporting period. |
| AAAAAAA | National Emission Standards for Hazardous Air Pollutants for Area Sources: Asphalt Processing and Asphalt Roofing Manufacturing | 63.11559 - 63.11567 | 63.9 | 63.10(d)(1)-(4) | Sources must submit semiannual compliance reports as specified in paragraphs (b)(1) through (b)(4) of this section. Each compliance report must cover the semiannual reporting periods from January 1 through June 30 or July 1 through December 31. Compliance report must be postmarked or delivered no later than July 31 or January 31, following the end of the semiannual reporting period. |
| ZZZZZZ | National Emission Standards for Hazardous Air Pollutants: Area Source Standards for Aluminum, Copper, and Other Nonferrous Foundries | 63.11544 - 63.11558 | 63.9(a), (b)(1), (b)(2)(i)-(iii), (b)(5), (c), (d), (e), (h)(1)-(h)(3), (h)(5), (h)(6), and (j) | 63.10(a), (b)(1), (b)(2)(i)-(v), (vii), (viii), (ix), (b)(3), (d)(1), (2), (d)(4), (d)(5), and (f) | This subsection requires sources to submit semiannual compliance reports. Each compliance report must cover the semiannual reporting periods from January 1 through June 30 or July 1 through December 31. Compliance report must be postmarked or delivered no later than July 31 or January 31, following the end of the semiannual reporting period. |
| YYYYYY | National Emission Standards for Hazardous Air Pollutants for Area Sources: Ferroalloys Production Facilities | 63.11524 - 63.11533-63.11543 | 63.9 | 63.10 | Sources subject to this subpart must submit an annual certification of compliance. The annual certification of compliance must be prepared according to paragraphs (c)(1) through (c)(4) of this section. The annual compliance period and report deadline are not specified in the subpart. |
| VVVVVV | National Emission Standards for Hazardous Air Pollutants for Chemical Manufacturing Area Sources | 63.11494 - 63.11503 | 63.9(a), (b)(1), (b)(2), (b)(4), (b)(5), (c), (d), (e), (i), 63.9(g) - Additional notification requirement applies only if you use CEMS to demonstrate compliance with alternative standard in 63.11496(e), (h)(1)-(h)(3), (h)(5), (h)(6), and 63.9(i) | 63.10(a), (b)(1), 63.10(b)(2)(iii), 63.10(b)(2)(vi), (x), (xi), (xiii), 63.10(b)(2)(vii)-(b)(2)(ix), (b)(2)(xii), (b)(2)(xiv), (b)(3), 63.10(c)(1), (c)(5), (c)(6), (c)(13), (c)(14), 63.10(c)(7)-(8), 63.10(c)(12), (d)(1), (2), (d)(4), (e)(1)-(e)(3), (f) | Sources subject to this subpart must submit semiannual compliance reports for semiannual periods during which they experienced any of the following, deviations, delay of repair for a large heat exchange system, delay of leak repair, process change, data for alternative standard compliance, overlapping rule requirement changes, transfer of reactive and resinous materials, or malfunctions. The semiannual compliance periods and report deadline are not specified in the subpart. |
| WWW WWW | National Emission Standards for Hazardous Air Pollutants: Area Source Standards for Plating and Polishing Operations | 63.11504 - 63.11513 | 63.9(b)(2)(i) - (iv) | 63.10(a), (b)(1), (b)(2)(i)-(iii), (xiv), (b)(3), (d)(1), and (f) | If you own or operate an affected source, you must prepare an annual certification of compliance report. The report does not need to be submitted unless a deviation from the requirements of this subpart occurs during the reporting year. If a deviation occurs, the annual compliance report must be submitted along with the deviation report. Each annual compliance report must be prepared no later than January 31 following the reporting period and kept in a readily-accessible location for inspector review. If the annual compliance report must be submitted, it must be postmarked or delivered no later than January 31, following the reporting period. |
| XXXXXX | National Emission Standards for Hazardous Air Pollutants Area Source Standards for Nine Metal Fabrication and Finishing Source Categories | 63.11514 - 63.11523 | 63.9(a)-(d) | 63.10(a), (b) except for (b)(2), (d)(1), (d)(4) | An annual certification and compliance report must be prepared and submitted for each source affected by this subpart. This subpart allows for the annual certification and compliance reporting requirement to be satisfied by reports required under other parts of the Clean Air Act, as specified in paragraph (b)(3) of this section. Each annual certification and compliance report must be prepared and submitted no later than January 31, of the year following the compliance period. |
| QQQQQQ | National Emission Standards for Hazardous Air Pollutants for Wood Preserving Area Sources | 63.11428 - 63.11434 | 63.9(a), (b)(1), (b)(2), (b)(4), (b)(5), (c), (d), (h)(1), (h)(6), (i), (j) | 63.10(a), (b), (c)(1), (c)(5)-(c)(8), (c)(10)-(c)(14), (d), (e), and (f) | None |
| RRRRRR | National Emission Standards for Hazardous Air Pollutants for Clay Ceramics Manufacturing Area Sources | 63.11435 - 63.11446-63.11447 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d),(h)(1)-(h)(3), (h)(5), (h)(6), (i), (j) | 63.10(a), (b)(1), (b)(2)(vii), (b)(2)(xiv), (b)(3), (c), (c)(1), (f) | None |
| SSSSSS | National Emission Standards for Hazardous Air Pollutants for Glass Manufacturing Area Sources | 63.11448 - 63.11461 | 63.9(a), (b)(1)(i)-(b)(2)(v), (b)(5), (c), (d), (h)-(j) | 63.10(a), (b)(1), (b)(2)(i)-(b)(2)(xii) and 63.10(b)(2)(xiv), (c), (f) | None |
| TTTTTT | National Emission Standards for Hazardous Air Pollutants for Secondary Nonferrous Metals Processing Area Sources | 63.11462 - 63.11474 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d), (h)(1)-(h)(3), (h)(5), (h)(6), (i), (j) | 63.10(a), (b)(1), (b)(2)(vii), (b)(2)(xiv), (b)(3), (c), (f) | None |
| LLLLLL | National Emission Standards for Hazardous Air Pollutants for Acrylic and Modacrylic Fibers Production Area Sources | 63.11393 - 63.11399 | 63.9(a), (b)(1), (b)(5), (c), (d), (i), (j), 63.9(e), (b)(2), (h)(1)-(h)(3), (h)(6) | 63.10(a), (b)(1), (b)(2), (b)(3), (c)(1), (c)(5)-(c)(14), (d)(1), (d)(4), (e)(1) (e)(2), (f), (d)(2), (d)(5), (e)(3) | None |
| MMMMMM | National Emission Standards for Hazardous Air Pollutants for Carbon Black Production Area Sources | 63.11400 - 63.11406 | None | None | None |
| NNNNNN | National Emission Standards for Hazardous Air Pollutants for Chemical Manufacturing Area Sources: Chromium Compounds | 63.11407 - 63.11413 | 63.9(a), (b)(1), (b)(5), (c), (d), (i), (j), 63.9(e), (b)(2), (h)(1)-(h)(3), (h)(6) | 63.10(a), (b)(1), (b)(2)(xii), (b)(2)(xiv), (b)(3), (b)(2)(i)-(b)(2)(v), (b)(2)(vi)-(b)(2)(ix), (c)(1), (c)(5)-(c)(14), (d)(1), (d)(4), (f), (d)(2), (d)(5), (e)(1)-(e)(2), (e)(4), (e)(3) | Semiannual reports of monitoring and recordkeeping activities must be submitted to the permitting authority. The semiannual compliance periods and report deadline are not specified in the subpart. |
| OOOOOO | National Emission Standards for Hazardous Air Pollutants for Flexible Polyurethane Foam Production and Fabrication Area Sources | 63.11414 - 63.11420 | 63.9(a)-(d), (i), (j) | 63.9(i)- (j), 63.10(a)-(b) (except 63.10(b)(2), 63.10(d)(1), 63.10(d)(4), 63.10(f) | None |
| PPPPPP | National Emission Standards for Hazardous Air Pollutants for Lead Acid Battery Manufacturing Area Sources | 63.11421 - 63.11427 | 63.9 | 63.10(a)-(c), (d)(1)- (d)(4), (e), and (f) | None |
| JJJJJJ | National Emission Standards for Hazardous Air Pollutants for Industrial, Commercial, and Institutional Boilers Area Sources | 63.11193 - 63.11237 | 63.9, excluding the information required in 63.9(h)(2)(i)(B), (D), (E) and (F) | 63.10(a), (b)(1), 63.10(b)(2)(iii), (b)(2)(vi), (b)(2)(vii) to (b)(2)(xiv), (c)(1) to (9), (c)(12) and (13), (d)(1) and (2), (d)(4), (e), (f) | By March 1 of each year, an annual compliance certification report, for the previous calendar year, must be submitted. For boilers that are subject only to the energy assessment requirement and/or a requirement to conduct a biennial or 5-year tune-up (and not subject to emission limits or operating limits) only a biennial or 5-year compliance report is required. |
| NN | National Emission Standards for Hazardous Air Pollutants for Wool Fiberglass Manufacturing at Area Sources | 63.880 - 63.889-63.899 | None | None | None |
| YYYYY | National Emission Standards for Hazardous Air Pollutants for Area Sources: Electric Arc Furnace Steelmaking Facilities | 63.10680 - 63.10692 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d),(f), (g), (h)(1)-(h)(3), (h)(5), (h)(6), (i), and (j) | 63.10(a), (b)(1), (b)(2)(i)-(v), (b)(2)(xiv), (b)(3), (c)(1), (c)(5)-(c)(8), (c)(10)-(c)(15), (d), (e)(1)-(e)(4), and (f) | None |
| ZZZZZ | National Emission Standards for Hazardous Air Pollutants for Iron and Steel Foundries Area Sources | 63.10880 - 63.10906 | 63.9 Except for opacity performance tests | 63.10(a), (b)(1), (b)(2)(xii) through (b)(2)(xiv), (b)(3), (d)(1) through (d)(4), (e)(1), (e)(2), and (f) | Semiannual compliance reports must be submitted by sources affected by this subpart. The subpart includes a March 9, 2021, deadline for the initial semiannual report. |
| BBBBBB | National Emission Standards for Hazardous Air Pollutants for Source Category: Gasoline Distribution Bulk Terminals, Bulk Plants, and Pipeline Facilities | 63.11080 - 63.11100 | 63.9(a), (b)(1), (b)(2), (b)(4), (b)(5), (c), (d), (e), (g), (h)(1)-(h)(6), (i), (j), and (k) | 63.10(a), (b)(1), 63.10(b)(2)(iii), (d)(1), (d)(2), (d)(4), 63.10(e)(3)(i)-(iii), (e)(3)(iv)-(v), (e)(3)(vi)-(viii), (e)(4), and (f) | None |
| CCCCCC | National Emission Standards for Hazardous Air Pollutants for Source Category: Gasoline Dispensing Facilities | 63.11110 - 63.11132 | 63.9(a), (b)(1), (b)(2), (b)(4), (b)(5) (c), (d), (e), (g),- however, there are no opacity standards, (h)(1)-(h)(6)- however, there are no opacity standards, (i), (j), and (k) | 63.10(a), (b)(1), (b)(2)(iii), (b)(2)(xii), (b)(2)(xiii), (b)(2)(xiv), (b)(3), (d)(1) (d)(2), and (d)(4) | An annual report is due by March 15 of each year, when malfunctions occur. No report is necessary for a calendar year in which no malfunctions occurred. |
| DDDDDD | National Emission Standards for Hazardous Air Pollutants for Polyvinyl Chloride and Copolymers Production Area Sources | 63.11140 - 63.11145 | None | None | None |
| EEEEEE | National Emission Standards for Hazardous Air Pollutants for Primary Copper Smelting Area Sources | 63.11146 - 63.11152 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d),(h)(1)-(h)(3), (h)(5), (h)(6), (i), (j), and (e), (g) | 63.10(a), (b)(1), (d)(1), (d)(2), (d)(4), (d)(5), (f), (b)(2), (b)(3), (c)(1), (c)(5)-(c)(8), (c)(10)-(c)(15), (e)(1), (e)(2), (e)(3) – All reporting and recordkeeping requirements apply to new sources but not existing sources. | This subpart requires a monthly report be submitted to the permitting authority by the 20th day of each month. The report summarizes the 24-hour average mass PM10 emissions rates for the previous month. A semiannual monitoring report must be submitted to the permitting authority. |
| FFFFFF | National Emission Standards for Hazardous Air Pollutants for Secondary Copper Smelting Area Sources | 63.11153 - 63.11159 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d), (e), (f), (g), (h)(1)-(h)(3), (h)(5), (h)(6), (i), (j) | 63.10(a), (b)(2)(i)-(v), (b)(2)(xiv), (d)(1), (d)(2), (d)(4), (d)(5), (e)(1), (e)(2), (f) and (e)(3) | None |
| GGGGGG | National Emission Standards for Hazardous Air Pollutants for Primary Nonferrous Metals Area Sources - Zinc, Cadmium, and Beryllium | 63.11160 - 63.11168 | 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d), (f), (g), (h)(1)-(h)(3), (h)(5), (h)(6), (i), (j)- Notification apply to new sources but not existing sources. | 63.10(a), (b)(1), (b)(2)(i)-(v), (d)(4), (d)(5)(i), (f), (b)(2), (b)(3), (c)(1), (c)(5)-(c)(8), (c)(10)-(c)(15), (d)(1)-(d)(3), (d)(5)(ii), (e)(1)- (e)(4) - Reporting requirements apply to new sources but not existing sources. | Semiannual monitoring reports must be submitted to the permitting authority. The semiannual report must include results for all monitoring required by this subpart and deviations that occur during the reporting period must be clearly identified. The semiannual compliance periods and report deadline are not specified in the subpart. |
| HHHHHH | National Emission Standards for Hazardous Air Pollutants: Paint Stripping and Miscellaneous Surface Coating Operations at Area Sources | 63.11169 - 63.11180 | 63.9(a)- (d), (i), (j), and (k) | 63.10(a), (b)(1), (b)(2)(xii), (b)(2)(xiv), (b)(3), (d)(1), (d)(4), and (f) | An annual notification of changes report must be submitted prior to March 1 of each calendar year when reportable changes have occurred. The owner or operator of a paint stripping affected source that has not developed and implemented a written MeCl minimization plan in accordance with 63.11173(b) of this subpart, must submit a report for any calendar year in which more than one ton of MeCl is used. This report must be submitted no later than March 1 of the following calendar year and the source must develop and implement a written MeCl minimization plan no later than December 31. |